Category: News
Navigating the Government Shutdown: SEC Operations and Your Offering (Live Updates)
November 13, 2025 By Liz Dunshee Your Post-Shutdown IPO Roadmap The 43-day government shutdown is (finally) over, with an appropriations bill signed into law late on Wednesday, November 12th, and the SEC Staff promptly returning to work on Thursday, November 13th. Right away, the Division of Corporation Finance issued 9 […]
Nasdaq Revisits Listing Requirements (Again): Proposing Stricter Criteria for New and Continued Listings
By Liz Dunshee As I mentioned in Part 1 of this blog, recent proposals and commentary from Nasdaq show that the exchange is focused on encouraging capital formation. That post addressed Nasdaq’s efforts to modernize market infrastructure and make it easier to be a public company. This post discusses proposals […]
Nasdaq Revisits Listing Requirements (Again): Proposing Simpler Paths to Going and Staying Public
By Liz Dunshee A series of recent Nasdaq proposals make it more important than ever for smaller companies to closely monitor compliance. At the same time, they show that Nasdaq wants to send a market signal about the quality of its listed companies and encourage capital formation. The recent updates […]